Ria -

: Implement a Client Relationship Management (CRM) system (e.g., Wealthbox or Redtail ) and financial planning tools (e.g., RightCapital ).

: Select a brokerage firm like Schwab Advisor Services or Fidelity Institutional to hold client assets and execute trades. : Implement a Client Relationship Management (CRM) system (e

: Avoid being a generalist; instead, focus on specific client profiles such as tech executives, physicians, or small business owners to build specialized expertise. : Implement a Client Relationship Management (CRM) system (e

: You must file this multi-part document via the IARD system . Part 1 provides structured data about your firm, while Part 2 (the "Brochure") describes your services and fees in plain English. 3. Operational Infrastructure : Implement a Client Relationship Management (CRM) system (e